Exploring Mechanocardiography as a Tool to Monitor Systolic Function Improvement with Resynchronization Pacing University of Turku Department of Computing Master of Science Thesis Digital Health Technology March 2024 Fadime Tokmak The originality of this thesis has been checked in accordance with the University of Turku quality assurance system using the Turnitin OriginalityCheck service. UNIVERSITY OF TURKU Department of Computing Fadime Tokmak: Exploring Mechanocardiography as a Tool to Monitor Systolic Function Improvement with Resynchronization Pacing Master of Science Thesis, 51 p. Digital Health Technology March 2024 The thesis explores the utilization of mechanocardiography (MCG) as a novel ap- proach to assess and quantify improvements in systolic cardiac function resulting from cardiac resynchronization therapy (CRT). The study focuses on patients with heart failure and reduced ejection fraction (HFrEF), a population commonly treated with CRT. The primary objective is to investigate the differences in MCG waveforms during CRT and single-chamber atrial (AAI) pacing, specifically comparing wave- form characteristics. 10 patients with heart failure and previously implanted CRT pacemakers were included in the study. The MCG and ECG signals are recorded using accelerometers, gyroscopes, and Holter measurement unit placed on the lower chest and used in the analysis. ECG and MCG recordings were obtained during both CRT and AAI pacing at a consistent heart rate of 80 beats per minute. The analysis involved considering six MCG axes and three MCG vectors across vari- ous frequency ranges to derive key waveform characteristics such as energy, vertical range, electromechanical systole (QS2), and left ventricular ejection time (LVET). The results revealed significant differences between CRT and AAI pacing, with CRT consistently exhibiting higher energy and vertical range during systole across multi- ple axes. Notably, the study identified optimal differences in SCG-Y, GCG-X, and GCG-Y axes within the 6–90 Hz frequency range. However, any difference in QS2, LVET and waveform characteristics around aortic valve closure was not identified between the pacing modes. The findings suggest that MCG waveforms can serve as indicators of improved me- chanical cardiac function during CRT. The use of accelerometers and gyroscopes may contribute to the development of a non-invasive and potentially predictive tool for optimizing CRT settings. The promising results underscore the need for further research to explore the differences in signal characteristics between respon- ders and nonresponders to CRT. The overall aim is to enhance the clinical applica- tion of MCG, leveraging wearable technology and micro-electromechanical systems (MEMS), and ultimately improve the optimization and efficacy of CRT in heart failure (HF) management. Keywords: accelerometer, gyroscope, heart failure, resynchronization therapy, smart- phone Contents 1 Introduction 1 1.1 Research questions . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 1.2 Contributions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 1.3 Thesis content summary . . . . . . . . . . . . . . . . . . . . . . . . . 5 2 Background 7 2.1 Heart Failure (HF) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 2.1.1 Cardiac Resynchronization Therapy (CRT) . . . . . . . . . . . 8 2.2 Mechanocardiography (MCG) . . . . . . . . . . . . . . . . . . . . . . 9 2.3 Electrocardiogram (ECG) . . . . . . . . . . . . . . . . . . . . . . . . 11 2.4 Statistical Hypothesis Testing . . . . . . . . . . . . . . . . . . . . . . 13 2.4.1 Parametric Tests . . . . . . . . . . . . . . . . . . . . . . . . . 13 2.4.2 Nonparametric Tests . . . . . . . . . . . . . . . . . . . . . . . 14 3 Related Work 16 3.1 Filtering of MCG Signals . . . . . . . . . . . . . . . . . . . . . . . . . 16 3.1.1 Frequency Filters . . . . . . . . . . . . . . . . . . . . . . . . . 16 3.1.2 Wavelet Transform Approach . . . . . . . . . . . . . . . . . . 18 3.1.3 Synchronized Averaging Approach . . . . . . . . . . . . . . . . 19 3.2 Fiducial Point Detection on MCG Signals . . . . . . . . . . . . . . . 19 3.2.1 Search Windows . . . . . . . . . . . . . . . . . . . . . . . . . 19 i 3.2.2 Dynamic Time Warping . . . . . . . . . . . . . . . . . . . . . 20 3.2.3 Hidden Markov Model . . . . . . . . . . . . . . . . . . . . . . 21 3.3 Assessment of Cardiac Function with MCG Signals . . . . . . . . . . 22 3.3.1 Cardiac Performance . . . . . . . . . . . . . . . . . . . . . . . 22 3.3.2 Cardiac Time Intervals . . . . . . . . . . . . . . . . . . . . . . 23 4 MECHANO-HF Dataset 25 5 Proposed Method 28 5.1 Signal Processing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 5.1.1 Signal Resampling . . . . . . . . . . . . . . . . . . . . . . . . 28 5.1.2 Noise Removal . . . . . . . . . . . . . . . . . . . . . . . . . . 28 5.1.3 R Peak and Q Wave Detection . . . . . . . . . . . . . . . . . . 29 5.1.4 Aortic Valve Opening & Closing Detection . . . . . . . . . . . 30 5.1.5 Filtering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 5.1.6 Vector Creation . . . . . . . . . . . . . . . . . . . . . . . . . . 31 5.1.7 Synchronized Averaging . . . . . . . . . . . . . . . . . . . . . 32 5.2 Feature Extraction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 5.2.1 Morphological Features . . . . . . . . . . . . . . . . . . . . . . 33 5.2.2 Timing Features . . . . . . . . . . . . . . . . . . . . . . . . . . 34 5.3 Statistical Tests . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 6 Results 38 6.1 Morphological Features . . . . . . . . . . . . . . . . . . . . . . . . . . 38 6.1.1 Systolic Features . . . . . . . . . . . . . . . . . . . . . . . . . 38 6.1.2 Early Diastolic Features . . . . . . . . . . . . . . . . . . . . . 40 6.2 Timing Features . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 7 Discussion 42 ii 8 Conclusion 50 References 52 iii List of Figures 2.1 Example SCG signal from MECHANO-HF database (Z axis). . . . . 10 2.2 Example ECG signal from MECHANO-HF database. . . . . . . . . . 12 4.1 The device is positioned on the lower part of the patient’s chest, recording 3-axis acceleration, 3-axis rotation, and a single-lead ECG while the patient is in a supine position. This illustration has been adapted from the original figure featured in the article [24] under the license CC-BY 4.0. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 5.1 Example SCG-Z signal from MECHANO-HF database before filtering (left) and after filtering (right). . . . . . . . . . . . . . . . . . . . . . 29 5.2 Example ECG signal with detected Q waves and R peaks in a heart failure patient undergoing CRT pacing (left panel) and AAI pacing mode (right panel). . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 5.3 Example mean beat of SCG vector in a heart failure patient under- going CRT pacing (left panel) and AAI pacing mode (right panel) based on AO averaging. . . . . . . . . . . . . . . . . . . . . . . . . . 33 5.4 Definitions of extracted features in a heart failure patient undergoing CRT pacing (upper panel) and AAI pacing mode (lower panel) based on AO averaged SCG-Z cycle. This illustration has been altered from the original figure in the article [34] and is being utilized with explicit permission. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 iv 5.5 The distribution of segments to various sets involves putting the fea- tures of the first, second, and third segments of the corresponding mode into sets 1, 2, and 3, respectively, for each subject. The il- lustration presented here is a modified version of the original figure depicted in the article [34], used with permission. . . . . . . . . . . . 36 5.6 Algorithm for data analysis. Each individual paired set underwent a statistical test, and the null hypothesis was rejected if all parallel tests rejected the null hypothesis. The illustration shown here has been adjusted from the original figure in the article [34] and is being employed with permission. . . . . . . . . . . . . . . . . . . . . . . . 37 6.1 Changes in systolic energy and vertical range for each axis, filtering frequency and synchronization method. Adapted from the original figure featured in the article [34], this illustration has been modified and is utilized with permission. . . . . . . . . . . . . . . . . . . . . . 39 6.2 Mean systolic energy and range among subject during CRT and AAI mode extracted with AO point synchronization method in the 20-90 Hz range. This illustration originates from the original figure featured in the article [34] and is being used with permission. . . . . . . . . . . 41 7.1 Mean GCG-X beats extracted with R peak and AO point synchro- nization for CRT (left column) and AAI (right column) mode with all individual beats. Individual beats are shown with the lighter colors. 45 v List of Tables 4.1 Baseline characteristics of patients included in the study. (*After introduction of optimal medical treatment and CRT) . . . . . . . . . 25 6.1 Mean and standard deviation of QS2 and LVET during CRT and AAI mode. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 vi 1 Introduction Cardiovascular disease (CVD) poses a common and complex public health challenge, with a prevalence of 48.6% in adults aged 20 years and older and impacting 127.9 million individuals in 2020 in United States only [1], [2]. This prevalence rises with age in both males and females, and it includes conditions such as coronary heart disease (CHD), heart failure (HF), stroke, and hypertension [3]. Excluding hypertension, the overall CVD prevalence is 9.9% [2]. Significantly, long-term fatal CVD risks are associated with male gender, older age, and smoking, based on current literature [4]. Heart Failure (HF) is a complex clinical syndrome characterized by the inability of the heart to pump blood efficiently and leads to insufficient oxygen supply to meet the body’s needs [5]. According to data from NHANES (2017-2020), approximately 6.7 million Americans aged 20 and above had HF, with a projected increase to over 8 million by 2030 [2]. The prevalence of HF is expected to rise by 46% from 2012 to 2030 in the population, including individuals aged 18 and above [6]. Various factors contribute to the development of HF, including cardiometabolic factors such as CHD, hypertension, diabetes, obesity, and smoking [7]. The lifetime risk of HF increases with age [8]. The mortality associated with HF has improved, primarily due to evidence-based treatments for HF with reduced ejection fraction (HFrEF) [9]. HF causes a significant economic burden, with high rates of hospital- izations, emergency department visits, and resulting costs [6]. Improving risk factor CHAPTER 1. INTRODUCTION 2 management and following evidence-based treatments are crucial in addressing the growing burden of HF. Cardiac resynchronization therapy (CRT) devices can be used to manage HF [5], [10], [11]. They are connected to the heart with three wires. They aim to enhance ventricular activation, detect heart irregularities, and correct them with electrical pulses, resulting in improved cardiac function [11], [12]. Supported by extensive clinical trials, CRT is beneficial for moderately and severely symptomatic HF patients. In individuals with sinus rhythm, low ejection fraction (EF ≤ 35%), and QRS duration of ≥ 120 ms (preferably with left bundle branch block morphology), CRT is recommended for those who are expected to survive with good functional status for over a year and aims to reduce the risk of HF hospitalization and premature death [13]–[15]. It has been shown that it is effective in improving symptoms, quality of life, and ventricular function and is a valuable option in the management of heart failure. Clinical trials evaluating CRT effectiveness in diverse patient groups have shown significant recovery and reverse remodeling in the majority of heart failure (HF) patients, but about one-third do not respond positively [16]. Accordingly, the CRT management process involves crucial follow-up stages to identify factors predicting positive outcomes and address non-responders [17]. Assessing CRT response in- cludes measures like left ventricle volumetric changes, quality of life assessments, and functional capacity evaluations [17]–[19]. Seismocardiography (SCG) was first introduced by Salerno et al. in 1990 as a noninvasive displacement cardiography technique [20]. SCG is a technique based on 3-axis accelerometers placed on the sternum, and it aims to capture vibrations resulted by cardiac contraction, hemodynamic activity, and valve movements [21]. Gyrocardiography (GCG) is another technique invented by Meriheinä et al. [22] 1.1 RESEARCH QUESTIONS 3 and uses a gyroscope to capture three-dimensional angular velocity on the sternum, providing information about cardiac vibrations [23]. Mechanocardiogram (MCG) is a methodology that includes both SCG and GCG complementarily to acquire 6-axis information regarding heart vibrations [24]. The increasing popularity of smart mobile devices, equipped with 3-axis ac- celerometers and gyroscopes, has made SCG and GCG promising monitoring tech- niques. Together, they form MCG, which can be gathered in home settings, offering a potential avenue for remote monitoring of individuals with cardiological conditions. Literature demonstrates that these vibrations contain crucial information about car- diac time intervals, cardiac performance, hemodynamic variables, and heart diseases [25]–[28]. Existing studies have showed the potential usefulness of MCG in identifying atrial fibrillation, aortic stenosis, and evaluating conditions associated with cardiac resynchronization therapy, heart failure, and myocardial infarction [26], [29]–[33]. In- creasing evidence supporting the utility of MCG for heart monitoring holds promise for its application in patient selection, optimization, and follow-up procedures for CRT. 1.1 Research questions This study focuses on the effect of CRT on MCG waveforms by comparing waveform features during AAI (single chamber) and CRT (dual chamber) pacing. We aim to address the following research questions in evaluating the waveform characteristics during CRT and AAI pacing using MCG signals: • Are there differences in MCG waveform characteristics that are consistently observable between CRT and AAI pacing modes in patients with HFrEF? • Which cardiac events show differences following the initialization of CRT 1.2 CONTRIBUTIONS 4 mode? • Do specific MCG axes and frequency ranges provide differentiation between CRT and AAI pacing? • Are there any significant changes in timing parameters, including electrome- chanical systole (QS2) and left ventricular ejection time (LVET), between CRT and AAI pacing? • How do different synchronization methods, such as R-peak and AO point syn- chronization, impact the analysis of MCG signals in assessing mechanical car- diac function during CRT and AAI pacing? The results of this study contribute to understanding the potential of MCG in detecting and assessing improvements in cardiac mechanical function during CRT. The findings may have implications for predicting clinical response to CRT and optimizing pacing settings for patients with HFrEF. 1.2 Contributions In this study, we present a comprehensive investigation of the waveform character- istics during CRT and AAI pacing using MCG signals in patients with HFrEF. The primary contributions of this study are as follows: • A detailed analysis of waveform features, focusing on energy and vertical range during systole and early diastole was conducted. It is shown that energy and range during systole significantly differ between CRT and AAI pacing, reflect- ing improved systolic performance caused by resynchronization of ventricles. • QS2 and LVET during CRT and AAI pacing were extracted to compare the timing parameters associated with these pacing modes. 1.3 THESIS CONTENT SUMMARY 5 • Specific MCG axes and frequency ranges that exhibit optimal differences be- tween CRT and AAI pacing modes were identified. These findings contribute to understanding which parameters are most informative in reflecting the im- provements. • The impact of different synchronization methods, including R-peak and AO point synchronization, on the analysis of MCG signals was evaluated. This provided valuable insights into the robustness and consistency of MCG analysis under varying synchronization conditions. • Analysis of the MCG signals while also incorporating the SCG, GCG, and MCG vectors was conducted. A new algorithm for MCG vector extraction, accounting for potential range variations between SCG and GCG measurement units was introduced. • To address the constraints of a limited patient cohort and account for time- dependent differences in the analysis, a specialized data analysis algorithm is introduced. In summary, this study provides a novel way for mechanical cardiac function assessment during different pacing modes and offers new insights for future investi- gations in optimizing CRT for patients with HFrEF. This thesis is connected to the accepted publication [34]. 1.3 Thesis content summary Later sections of the thesis are structured as follows: Chapter 2 offers the back- ground, covering topics such as heart failure (HF), cardiac resynchronization ther- apy (CRT), mechanocardiography (MCG), electrocardiogram (ECG), and statistical hypothesis testing. Chapter 3 delves into related work, exploring filtering of MCG 1.3 THESIS CONTENT SUMMARY 6 signals, fiducial point detection on MCG signals, and assessment of cardiac function with MCG signals. Chapter 4 provides information on the MECHANO-HF dataset, while Chapter 5 outlines our proposed method in detail, including signal processing, feature extraction, and statistical tests. Chapter 6 presents the results and Chapter 7 provides a thorough discussion of the findings. Finally, Chapter 8 concludes the thesis. 2 Background 2.1 Heart Failure (HF) Heart failure (HF) is a leading cause of death worldwide and is a syndrome in which the heart loses its ability to maintain ventricular filling and expulsion of blood at the level required for metabolic needs [5]. HF causes physical symptoms like shortness of breath, fatique, edema and chest pain [35], [36]. The decrease in the cardiac performance is related with the loss of functional myocardial cells and etiology of the loss can be various [37]. The severeness of loss in the cardiac output is important information that affects to the prognosis and treatment of heart failure patients which are classified according to their left ventricular ejection fraction (LVEF) as HFrEF, HFimpEF, HFmrEF, HFpEF (from the highest loss to lowest loss) [5]. Patients with HFrEF have 40% or lower LVEF which means heart is capable to eject only 40% or less of the blood filled during diastole to the ventricles [38]. In addition to the classification based on LVEF, it is essential to consider the underlying causes of heart failure for a comprehensive treatment approach. The etiology of heart failure can be diverse, including ischemic heart disease, hyper- tension, valvular disorders, and inflammatory cardiomyopathies, among others [37]. Tailoring treatment to address the specific underlying cause is crucial for optimiz- ing patient outcomes. Furthermore, the presence of accompanying cardiac abnor- malities, such as mechanical and electrical dyssynchrony, necessitates specialized 2.1 HEART FAILURE (HF) 8 interventions. In cases where dyssynchrony is identified, implantable devices for synchronization and pacing, such as cardiac resynchronization therapy (CRT) de- vices, may be employed to improve the coordination of ventricular contractions and enhance overall cardiac function [5]. Thus, a thorough understanding of both the classification based on LVEF and the underlying etiology allows healthcare profes- sionals to formulate personalized treatment strategies for heart failure patients. The treatment of HFpEF usually considers managing the underlying diseases behind it. 2.1.1 Cardiac Resynchronization Therapy (CRT) Left ventricular (LV) dyssynchrony is a common pattern observed with HF and ap- proximately one third of HF patients have left bundle branch block (LBBB) which causes electrical and mechanical delay between left and right ventricular contrac- tion [39]–[41]. This impaired contraction decreases the efficiency of contraction and cardiac output [11]. Cardiac resynchronization therapy (CRT) is an established strategy that is based on implantable devices and used to deal with HF cases with impaired cardiac function during the last decades [5], [10], [11]. CRT devices are small devices that are connected to the heart with three wires and modify the impaired activation of ventricles, sense anomalies in contractions, and correct irregular patterns by radiating necessary electrical pulses [11], [12]. Re- versal of heart irregularities provides efficient contraction and improvements in car- diac function [42]. The effectiveness of CRT on different patient groups has been evaluated in differ- ent clinical trials [43]–[46]. In these trials, the majority of HF patients have experi- enced significant recovery and reverse modeling. However, approximately one-third of patients could not utilize the CRT and achieve a positive response [47]. The CRT management process encompasses a crucial follow-up stage designed to identify factors predicting positive clinical outcomes and develop approaches for 2.2 MECHANOCARDIOGRAPHY (MCG) 9 addressing non-responders. This includes selecting suitable patients, implementing effective implantation strategies, and optimizing therapy benefits through program- ming. However, there is a lack of consensus about the prevalence of non-response and treatment strategies for CRT non-responders. In assessing CRT response, various measures are utilized, including volumetric changes of the left ventricle, quality of life (QOL) assessments, and functional capac- ity evaluations [17]–[19]. Clinical trials and real-world practices often use different criteria to evaluate responses, with trials emphasizing event-driven endpoints like heart failure hospitalizations and mortality, while real-life situations prioritize the overall well-being of patients [17]. Event-driven endpoints such as heart failure hos- pitalization are crucial in large-scale trials [13], [48], but may not be as meaningful in individual clinical practice [17]. 2.2 Mechanocardiography (MCG) Seismocardiography (SCG) is a method that uses accelerometers placed on the chest to track the linear acceleration sourced by cardiac vibrations, whereas gyrocardio- graphy (GCG) refers to the use of gyroscopes to track angular acceleration [21], [23]. Mechanocardiography (MCG) is a joint concept that includes both SCG and GCG to acquire a 6-axis representation of the mechanical activity on sternum with combining mutually orthogonal signal sources [24], [49]. The acquired vibrations thorough these sensors are sourced by contraction of the heart muscles, activies of heart valves, and the ejection of the blood and it is shown that these vibrations com- prises information about hemodynamic variables, timing of different cardiac events, physiological and pathological state of heart in various different aspects [23], [26], [28], [50], [51]. An example for SCG waveform is represented in Figure 2.1. In the literature, the waveform annotations on SCG and GCG signals are stud- ied through simultaneous recordings of these modalities with echocardiography and 2.2 MECHANOCARDIOGRAPHY (MCG) 10 Figure 2.1: Example SCG signal from MECHANO-HF database (Z axis). electrocardiography. Studies inferred that SCG and MCG show special correlations with intra-cardiac events and annotated the fiducial points that refer to mitral valve opening (MO) and closure (MC), aortic valve opening (AO) and closure (AC), rapid ejection (RE), and isovolumetric contraction (IVC) [20], [23], [52]–[55]. Annotation of these points enabled the inference for timing of cardiac event and further anal- ysis of hemodynamics. Left ventricular ejection time (LVET), pre-ejection period (PEP), isovolumetric contraction time (IVCT) and isovolumetric relaxation time (IVRT) are some timing properties derived from SCG and GCG in the literature [23], [54], [56], [57]. These cardiac time intervals are important clinical markers for the analysis of systolic and diastolic function and therefore the detection of cardiac abnormalities [58], [59]. In addition to cardiac time intervals, fiducial points provide an opportunity to analyze the morphological changes in MCG focusing on the cardiac phase/intracar- diac event of interest. Smaller analysis windows focused on different fiducial points have been used in the literature for representation of systolic and diastolic features separately. Some of the common features in the morphologic analysis are kinetic 2.3 ELECTROCARDIOGRAM (ECG) 11 energy, vertical range, i.e. difference between maximum amplitude and minimum amplitude, mean, median, and maximum amplitude in a selected window. The cor- relation between these features and cardiac contractility was analyzed in different settings [26], [29], [60]. MCG signals are affected by different additional sources like motion artifacts, environmental effects and sensor interference, and this source of artifacts can lead to errors in the feature calculation and further analysis [61], [62]. Thus, automatic annotation of fiducial points and temporal analysis requires a well-designed prepro- cessing pipeline. In the literature, the SCG components below 1 Hz were found to be correlated with respiration-related movements, while components between 1-20 Hz and above 20 Hz were correlated with vibrational and acoustic effects resulted from cardiac activity, respectively [63]–[65]. Also, it has been indicated that S1 and S2 heart sounds occur between 50 and 500 Hz, and S3 sounds lie at lower frequencies, between 20 and 200 Hz [66]. The available information regarding different frequency components can be used in the design of the preprocessing pipeline according to the interested characteristics and activity in the MCG signals. 2.3 Electrocardiogram (ECG) The electrocardiogram (ECG) is a diagnostic method that displays changes in the bio-electrical activity of the heart over time [12]. It involves a non-invasive measure- ment technique, which includes placing electrodes on the patient’s skin to capture electrical impulses [67]. Depolarization and repolarization events that occur in the heart chambers manifest with distinct morphologies over time, and the visual as- sessment of these events is crucial for evaluating and diagnosing cardiac conditions [68]. In clinical settings, ECGs are crucial for the detection of myocardial infarction, cardiac ischemia, heart failure, arrhythmias, and a wide range of cardiac conditions and diseases [69], [70]. 2.3 ELECTROCARDIOGRAM (ECG) 12 Figure 2.2: Example ECG signal from MECHANO-HF database. ECG signals are utilized by visually evaluating the important morphological structures they contain in a clinical setting. Electrical activity in the heart muscles generates the PQRST morphology in ECG recordings (Figure 2.2). The P wave occurs with the initiation of an electrical impulse in the atria, signifying atrial de- polarization and contraction. It is followed by the QRS complex, which indicates ventricular depolarization, leading to ventricular contraction. The T wave represents ventricular repolarization, showing the recovery phase when the electrical balance returns to its initial state [68]. Evaluating these waveforms can help clinicians ex- tract information about the rhythmic, structural, and inflammatory aspects of the heart’s condition [70]. ECG signals are also employed to extract significant time points in heart ac- tivity, supporting diverse analysis pipelines. The R peaks in ECG recordings are extensively used in biomedical signal processing applications to segment the signals coming from different sources into individual heartbeats [55]. In addition, R peaks are utilized to measure pulse transition time (PTT) in photoplethysmography appli- cations [71]. The detection and analysis of Q waves are also essential, as they show 2.4 STATISTICAL HYPOTHESIS TESTING 13 the initiation of ventricular systole and are used to calculate QS2 (electromechanical systole) duration. Various methods for automatically detecting PQRST waveforms are proposed in the literature [72]–[74]. 2.4 Statistical Hypothesis Testing Statistical hypothesis testing is a fundamental method employed in research and data analysis to assess the validity of a hypothesis. In this process, researchers formulate two hypotheses: the null hypothesis (H0) and the alternative hypothesis (H1). The null hypothesis represents the default assumption and often states the absence of an effect or no difference, while the alternative hypothesis defines the desired outcome or the presence of a specific effect. The aim is to determine if there is enough evidence in the sample data to reject the null hypothesis in favor of the alternative hypothesis. To make this decision, a p-value is calculated using various statistical formulas tailored to the specific characteristics of the sample data. The p-value is then compared to a predetermined significance level (α), usually set at 0.05, to determine statistical significance. If the p-value is less than or equal to α, the null hypothesis is rejected; otherwise, it is accepted [75], [76]. Statistical tests can be broadly categorized into two groups based on the assumptions they rely on: parametric tests and non-parametric tests. 2.4.1 Parametric Tests Parametric tests are based on the assumption that the given data follows a specific probability distribution, typically the normal distribution. This assumed distribu- tion is employed in the calculation of data statistics, such as mean and variance, and, consequently, the test’s power and precision depend on the accuracy of this assumption. It is important to note that a violation of the assumption of normality 2.4 STATISTICAL HYPOTHESIS TESTING 14 can effect the validity of parametric tests, and in cases where the data deviates sig- nificantly from a normal distribution, alternative non-parametric tests may be more appropriate. Common examples of parametric tests include the t-test and linear regression [77], [78]. 2.4.2 Nonparametric Tests Nonparametric tests (distribution-free tests) utilize less or no assumption about the distribution of data. They are used on data that does not meet the assumptions emerging during the use of parametric tests or has ordinal characteristics. In such situations, nonparametric tests provide reliable and valid results. Another key feature of nonparametric tests is their ease of application to small sample sizes, where parametric tests might be less reliable. This makes them valu- able in situations where limited data is available or when strict experimental con- ditions restrict the sample size. Furthermore, nonparametric tests are less sensitive to the shape of the distribution and, therefore, more robust in scenarios where the underlying data distribution is unknown. For this reason, they are valuable and robust, even though they may have less statistical power compared to parametric tests. Some examples of non-parametric tests are the Mann-Whitney U test, the Wilcoxon signed-rank test, and the Kruskal-Wallis test [79]–[81]. Wilcoxon Signed-Rank Test The Wilcoxon signed-rank test is a non-parametric statistical test used to determine whether the distribution of differences between paired samples is symmetric about a specified median and assess whether there is a significant shift in the distribution of differences [80]. This test is particularly useful when analyzing paired data, when each pair of observations is related in some way (e.g., before-and-after measurements or control-treatment pairs), parametric assumptions are not met, or data does not 2.4 STATISTICAL HYPOTHESIS TESTING 15 follow a normal distribution. The test involves ranking the absolute differences between each pair of observa- tions, considering their signs, and then summing the ranks of the differences. The test statistics formula for Wilcoxon signed-rank test isW = ∑︁Nr i=1[sgn(x2,i−x1,i·Ri))] where W is the test statistic, Nr is the sample size, sgn is the sign function, x2,i, x1,i are corresponding pairs from two distributions, and Ri is the rank. 3 Related Work 3.1 Filtering of MCG Signals Filtering of the MCG signals is fundamental for the analysis and interpretation of the cardiac vibrations. In this chapter, we introduce different filtering methodologies applied to MCG signals in the literature. 3.1.1 Frequency Filters Frequency filters play a crucial role in altering the content of signals in electron- ics and signal processing. Low-pass filters allow lower frequencies to pass through while reducing higher ones, making them useful for eliminating noise or focusing on fundamental signal elements. High-pass filters, in contrast, allow higher frequen- cies to pass while diminishing lower ones, finding application in situations where low-frequency elements are undesirable. Band-pass filters are designed to enable a specific range of frequencies to pass through, excluding those outside the designated band. These filters are useful for isolating desired frequency components. Band-stop filters, on the other hand, target and reduce a narrow band of frequencies, useful for removing interference or specific unwanted components [82]. Butterworth, Chebyshev, and elliptic (Cauer) filters are among the most popular types of filters, each offering distinct advantages. The Butterworth filter provides a maximally flat frequency response in the passband, making it suitable for applica- 3.1 FILTERING OF MCG SIGNALS 17 tions where a consistent gain across frequencies is crucial. Chebyshev filters, on the other hand, allow for a steeper roll-off at the expense of some ripple in either the passband (Chebyshev Type I) or the stopband (Chebyshev Type II). This flexibility makes them ideal for scenarios where a sharper transition between the passband and stopband is required. Elliptic filters offer the steepest roll-off among these filters. In MCG, filtering methodology and the selected passband depend on the specific research or diagnostic goals. In seismocardiogram analysis, components below 1 Hz are associated with respiration-related movements, those between 1-20 Hz and above 20 Hz are linked to vibrational and acoustic effects from cardiac activity, and specific heart sounds such as S1 and S2 occur between 50-500 Hz, while S3 sounds lie in lower frequencies between 20-200 Hz [63]–[66]. Based on the desired component to analyze, different frequency filters can be designed with the corresponding frequency range and properties. For instance, in [32], it is proposed that most information regarding cardiac vibration exists above 1 Hz and a bandpass filter with a pass band of 1-45 Hz was used. In [23], a 4th-order Butterworth filter with passbands of 1–20 Hz and 4–45 Hz were used for GCG and SCG, respectively. In [55], a 0.05 Hz highpass and 90 Hz lowpass filter were used for extracting the mean heartbeat and analyzing SCG morphology, while a 50–500 Hz bandpass filter was used in the same study for analyzing heart sounds. For focusing on the mean heart beat morphology, the baseline and frequency components higher than 90 Hz were eliminated. However, heart sounds occur in the higher components so that the high-frequency components were preserved for heart sound analysis. Moreover, different filtering options can be used in the same analysis pipeline to reveal the effects of different SCG components. In [62], six different filtering options (0-1 Hz, 0-20 Hz, 0-40 Hz, 1-20 Hz, 1-40 Hz, 20-40 Hz) on SCG signals were used and machine learning models were trained for the prediction of the metabolic equivalent of task (MET) scores using one of the defined filtering options. Analyzing the model 3.1 FILTERING OF MCG SIGNALS 18 performances, the informativeness of different SCG components in the estimation was discussed and it is found that respiration-related SCG components are critical for MET estimation. 3.1.2 Wavelet Transform Approach Wavelet transform is a technique employed in signal and image processing for various purposes such as denoising, compression, and feature extraction [83]–[85]. Utilizing small basis functions known as wavelet, the wavelet transform decomposes the signal into representations that shows different frequency components at different resolu- tions [84], [86]. This transformative approach is advantageous, especially in heart sound detection, as it allows a focused examination of distinct frequency compo- nents, thereby enhancing the clarity of heart sounds while mitigating the impact of high-pitched noises in MCG signals [87]. Earliest studies [88] applied wavelet trans- form to phonocardiogram signals, and the literature presents diverse methods for leveraging wavelet transform in fiducial point detection and heart sound extraction on SCG signals [89]–[91]. The primary application of wavelet transform involves extracting different de- tail and approximation waveforms of the MCG signals at various levels and utilizing these waveforms. The signal processing pipeline preceding and following the wavelet decomposition stage varies across different studies. Additionally, the wavelet de- composition step may differ based on the choice of the mother wavelet used in the decomposition process. In the literature, Morlet wavelet and Daubechies wavelet families were mostly utilized and proposed as the mother wavelets for especially heart sound analysis [92]–[95]. 3.2 FIDUCIAL POINT DETECTION ON MCG SIGNALS 19 3.1.3 Synchronized Averaging Approach Synchronized averaging is a signal processing technique designed to enhance the clar- ity of cardiac vibrations observed in MCG measurements. Synchronized averaging includes the synchronization of heart beats with the detected reference points and the averaging of MCG signals over multiple cardiac cycles [64], [65]. One primary benefit is noise reduction, since the technique reduces the impact of random noise and motion artifacts in recordings. By highlighting consistent components across multiple cycles, synchronized averaging increases the signal-to-noise ratio and pro- vides a cleaner representation of the cardiac vibrations. 3.2 Fiducial Point Detection on MCG Signals Various cardiac events lead to distinct waveform morphologies at different MCG axes. Detecting the time points of these cardiac events helps in analyzing the spe- cific cardiac event and identifying various timing features applicable to cardiac health assessment. Despite fiducial points being annotated on SCG and GCG signals in the literature, and approximate morphologies around these events being known, the presence of noise due to motion artifacts, deviations caused by respiration, or intersubject variability resulting from body mass distribution, gender, and age dif- ferences may create differences in these morphologies [32], [96], [97]. Therefore, detecting fiducial points can be challenging and prone to errors. Various approaches are proposed in the literature to facilitate the identification of fiducial points on MCG signals. 3.2.1 Search Windows This approach is grounded in restricting the search area where the detection al- gorithm operates. The cardiac time intervals for various events are already docu- 3.2 FIDUCIAL POINT DETECTION ON MCG SIGNALS 20 mented in the literature for both healthy subjects and those with different cardiac conditions [98]–[101]. These timings can be leveraged during the search for fiducial points, allowing the search to focus solely on the signal segment known to contain the fiducial point of interest. This method helps eliminate misleading and similar morphologies occurring in the heartbeat, ensuring that the detected point is within the corresponding search window. Once the search window is defined, the detection algorithm specific to the interested morphology can be executed only for the seg- ment within the search window. However, it is important to note that this method necessitates reference points to delineate the search window. For example, in [102], a 90 ms search window was established to identify aortic valve opening points on SCG signals, based on the detected R-peaks on the ECG signals. In [103], AO on SCG was determined as the maxima occurring after 45 ms and before 125 ms following the detected Q wave in the ECG. For aortic valve closing (AC), AO was utilized as a reference and AC was defined as the maxima within the interval [AO + 240 ms, AO + 350 ms]. Similarly, in [104], a 250-ms-long search window was employed starting from 200 ms after S1 and S2 was defined as the minimum wave in the search window. 3.2.2 Dynamic Time Warping Dynamic Time Warping (DTW) is a dynamic programming-based algorithm used to align two sequences that may have different lengths [105]. The aim is to find an opti- mal alignment between the samples of the sequences that matches one sample from the first sequence to the other. This matching may not be necessarily one-to-one due to the possible length differences between sequences. The dynamic programming is utilized to minimize the pre-defined distance metric that qualifies the quality of align- ment, and the algorithm aims to find optimal alignment between these sequences based on specified constraints. These constraints may include monotonicity, conti- 3.2 FIDUCIAL POINT DETECTION ON MCG SIGNALS 21 nuity, boundary, warping window, and slope [106], [107]. DTW is generally used for aligning sequences that are morphologically similar but occur at different paces, e.g., speech recordings contain identical content but are pronounced at different paces. DTW includes the construction of a cost matrix that includes the cost of align- ment for each possible sample pair [105]. Dynamic programming recursively finds a warping path that minimizes the total cost and aligns the sequences according to the constraints. The cost function may be simply defined as the Euclidean distance of samples; however, new cost functions can be defined and utilized [108]–[110]. In [111], DTW was applied for fiducial point detection on SCG signals. They utilized an intermediary reference signal pair consisting of ECG and SCG signals with a specific RR interval. They proposed a hybrid cost function for DTW that considers differences in signal values, neighborhood shifting level, signal slope, and concavity and provided a flexible and adaptable approach for accurate fiducial point detection. The fiducial point, such as the aortic valve closing event, is detected in the reference SCG signal and then projected to the nonreference SCG signal using DTW-based quasi-synchronous alignment. 3.2.3 Hidden Markov Model A Hidden Markov Model (HMM) is a statistical model used to represent an evolving system whose state is not directly observable but can be inferred from observed data. It consists of a set of hidden states, observable outputs, and transition probabilities between states. The probability of observable outputs depends on the underlying state chain, and based on observable outputs, the underlying state transition prob- abilities can be estimated [112]. In the literature, the HMM method is applied to seismocardiogram signals to estimate heart rate, heart rate variability, and cardiac time intervals [113]. In [113], SCG heartbeats were defined with N hidden states and modeled a sequential tran- 3.3 ASSESSMENT OF CARDIAC FUNCTION WITH MCG SIGNALS 22 sition between states. The value of N was determined based on the heart rate of the corresponding subject. Following the modeling, they employed the Baum-Welch algorithm to estimate the parameters of the defined statistical model and identified the state of each sampling instance. For detecting cardiac events, they utilized one manual annotation of the cardiac events for each subject and labeled the states corresponding to the fiducial points. Using the time points of the same states in the subsequent cycles, they detected the fiducial points of the following cycles and measured cardiac time intervals. 3.3 Assessment of Cardiac Function with MCG Sig- nals 3.3.1 Cardiac Performance To analyze and measure changes in cardiac function using MCG signals, understand- ing the correlation between the time and frequency domain properties of MCG and underlying physiological variables is crucial. Various time and frequency domain features have been generated and analyzed in the literature concerning the known pathological effects of different diseases. To acquire information about the overall trend of magnitude, certain features are defined: • Amplitude: A = x(t) [29], [60]. • Maximum Amplitude: Amax = max t x(t) [114], [115]. • Minimum Amplitude: Amin = min t x(t) [114]. • Vertical Range: R = maxt x(t)−mint x(t) [29], [114]. • Power: P = ∑︁N t=1 x(t) 2 [115]. 3.3 ASSESSMENT OF CARDIAC FUNCTION WITH MCG SIGNALS 23 • Root Mean Square Power: Prms = √︂ 1 N ∑︁N i=1 x 2 i [24], [60], [114], [115]. • Linear Kinetic Energy: KLin(t) = 12m(v 2 x(t) + v 2 y(t) + v 2 z(t)) where vx(t), vy(t), and vz(t) are the velocities in the x, y, and z directions, respectively [26]. • Rotational Kinetic Energy: KRot(t) = 12(Ixxω 2 x(t) + Iyyω 2 y(t) + Izzω 2 zz(t)) where Ixx, Iyy, and Izz are the moments of inertia and ωx(t), ωy(t), and ωzz(t) are the angular velocities in the x, y, and z directions, respectively [26]. These features are associated with the cardiac performance of the heart in dif- ferent studies. For instance, in [26], it is found that kinetic energy calculated from MCG measurements is related to cardiac contractility. Similarly, in [29], an increase in the vertical range was reported when the pacemaker was turned on, indicating better left ventricular function. In [116], a relationship between left ventricular contractility and the maximum magnitudes acquired from an accelerometer sensor placed on the chest of minipigs was proposed. In line with these findings, the mag- nitudes observed in MCG measurements can be related to the strength of heart contraction, reflecting the performance of cardiac function. 3.3.2 Cardiac Time Intervals Cardiac time intervals are crucial parameters for assessing heart function and di- agnosing cardiovascular disorders. These intervals include left ventricular ejection time (LVET), pre-ejection period (PEP), and total electromechanical systole period (QS2). After detecting fiducial points on MCG and ECG signals, these cardiac time intervals can be measured by calculating the time difference between the fiducial points of interest. In the literature, these time intervals were derived from MCG signals and defined as follows: • PEP: Time difference between the Q wave and AO [28], [117]. 3.3 ASSESSMENT OF CARDIAC FUNCTION WITH MCG SIGNALS 24 • LVET: Time difference between AO and AC points [28], [54], [56], [57], [118]. • QS2: Time difference between the Q wave and AC [118]. In the literature, variations in LVET have been proposed to be associated with conditions such as heart failure [99], [119], [120], hypertension [121], and ischaemic heart disease [122]. The PEP could serve as an indicator of increased sympathetic nervous system activity or impaired ventricular contractility [123], [124], while ab- normalities in the QS2 may suggest an increased risk of mortality, particularly in cases of coronary artery disease [125]. Therefore, these time intervals are crucial and important as they allow us to analyze the cardiac health of patients. 4 MECHANO-HF Dataset MECHANO-HF dataset was collected at Turku University Hospital (TYKS) and it contains data from 10 CRT patients. All patients were diagnosed as HFrEF and had previously obtained a CRT pacemaker. Inclusion criteria required participants to be • at least 18 years old • capable of understanding and consenting by signing an informed consent form • in stable clinical condition without significant valve disease, rhythm irregular- ities, or significant clinical instability. Variable Age (year) Mean (±SD) 73.98 (±7.52) Sex Males, n 8 Females, n 2 Height (cm) Mean (±SD) 172.20 (±6.97) Weight (kg) Mean (±SD) 92.80 (±22.95) BMI (kg/m²) Mean (±SD) 31.00 (±5.59) Left ventricular ejection fraction (%)* Mean (±SD) 39.90 (±8.77) NYHA class I, n 1 II, n 4 III, n 4 IV, n 1 Table 4.1: Baseline characteristics of patients included in the study. (*After intro- duction of optimal medical treatment and CRT) CHAPTER 4. MECHANO-HF DATASET 26 Figure 4.1: The device is positioned on the lower part of the patient’s chest, recording 3-axis acceleration, 3-axis rotation, and a single-lead ECG while the patient is in a supine position. This illustration has been adapted from the original figure featured in the article [24] under the license CC-BY 4.0. The study’s baseline demographics are detailed in Table 4.1, and ethics approval was obtained from the Ethics Committee of the Hospital District of Southwest Finland, aligning with the 2002 Declaration of Helsinki. All participants provided written informed consent. A custom-designed device, incorporating a 3-axis accelerometer (ADXL355, Ana- log Devices Inc., Wilmington, MA, USA), a 3-axis gyroscope (LSM6DS3, STMicro- electronics, Geneva, Switzerland), and a single-lead ECG, was used for data collec- tion. The device had accelerometer and gyroscope measurement ranges of ±2 g and ±250 dps, respectively. The accelerometer’s noise density was 25µg/ √ Hz, and the gyroscope’s rate noise density was 7mdps/ √ Hz. The sensor was placed on the lower chest (Figure 4.1). Each measurement included signals from one accelerometer and one gyroscope for each of the three axes, along with a single-lead ECG. Simultaneous recording of MCG and ECG was conducted. Recordings took place with patients in a supine position after a 15-minute rest CHAPTER 4. MECHANO-HF DATASET 27 in a quiet environment. Patients were instructed to breathe normally, avoid talk- ing, and minimize unnecessary movements. The pacemaker was randomly set to AAI or CRT mode, with a heart rate of 80 bpm to maintain a consistent heart rate throughout measurements. In AAI mode, only the atrium is paced, result- ing in dyssynchronous ventricular function, while the optimized CRT mode aims to resynchronize ventricular contraction. 5 Proposed Method 5.1 Signal Processing Respiratory-related variations and baseline measurements are evident in the lower frequency components of the MCG signal, potentially causing significant fluctua- tions [126]. Conversely, high-frequency components can introduce ambiguity in the fiducial point detection process, even though their impact on the waveform is less pronounced than that of low-frequency artifacts. To enhance the analysis of cardiac activity, signal processing plays a crucial role in MCG analysis. In this section, we introduce our signal processing pipeline. 5.1.1 Signal Resampling The dataset contains ECG and MCG measurements recorded simultaneously for a duration ranging from 8 minutes to 12 minutes. Before further processing, ECG and MCG signals of the corresponding measurement were synchronized and resampled to 400 Hz. 5.1.2 Noise Removal Initially, segments with high motion interference and low signal quality were manu- ally excluded. Thirty-second-long segments were chosen from each MCG measure- ment for analysis. Subsequently, a forward-backward filtering operation was applied 5.1 SIGNAL PROCESSING 29 Figure 5.1: Example SCG-Z signal from MECHANO-HF database before filtering (left) and after filtering (right). to SCG-Z signals. A Butterworth bandpass filter with a 20-90 Hz passband was selected for its desirable characteristics, which include a maximally flat frequency response within the passband and a smooth roll-off. The application of this filter aids in refining the MCG waveform. Figure 5.1 illustrates the SCG-Z signal both before and after the application of the filtering process. Finally, the 30-second segments were further divided into 10-second segments for the rest of the analysis. 5.1.3 R Peak and Q Wave Detection Hamilton’s algorithm, as outlined in [72], was utilized for R-peak detection in ECG signals. The process involves preprocessing to reduce noise, the application of a band-pass filter to isolate the QRS complex, and the use of techniques such as differentiation and squaring to identify and enhance the R-peaks. The algorithm establishes a threshold to select peaks above a certain height, providing accurate timing for when the heart’s ventricles depolarize in ECG readings. Additionally, the detection of Q waves in the ECG signals was performed using the wavelet- based delineation algorithm available in the NeuroKit2 toolbox [127]. Example ECG recordings with annotated R peaks and Q waves are represented in Figure 5.2. 5.1 SIGNAL PROCESSING 30 Figure 5.2: Example ECG signal with detected Q waves and R peaks in a heart failure patient undergoing CRT pacing (left panel) and AAI pacing mode (right panel). 5.1.4 Aortic Valve Opening & Closing Detection Following the detection of R-peaks, each individual heartbeat has been successfully identified. To annotate the aortic valve opening (AO) and aortic valve closing (AC) points, a search window approach was employed. For each heartbeat, the aortic valve opening point was determined as the maximum peak point of the SCG-Z axis within the first 125-ms interval after the corresponding R peak. The left ventricular ejection time (LVET) represents the duration between the opening and closing of the aortic valve during each cardiac cycle. The search window for aortic valve closing (AC) was defined based on reported LVET and left ventricular ejection time index (LVETI) in the literature [99], [128], utilizing the detected AO points as reference. Consequently, a 60-ms long window was positioned 240 ms after the correspond- ing AO, and AC was identified as the maximum peak within the interval between 240-300 ms after the AO. AO and AC detection operations were exclusively con- 5.1 SIGNAL PROCESSING 31 ducted on the SCG-Z signals, with the same locations employed on other axes from the same segment and synchronized with the same reference as the corresponding SCG-Z signal. 5.1.5 Filtering Various frequency components in the MCG measurements were suggested to be linked to different sources of information. Specifically, SCG components between 1 and 20 Hz are associated with mechanical vibrations, while those above 20 Hz are linked to acoustic effects caused by cardiac activity [64], [65]. To analyze the effect of CRT on these components separately, we designed four distinct first-order Butter- worth filters with a passband chosen from the following options: 20-90 Hz, 6-90 Hz, 1-20 Hz, and >1 Hz (highpass). Each axis of the SCG and GCG in measurements was initially filtered with these specific filters and subsequently analyzed. 5.1.6 Vector Creation To represent the total movement of the SCG and GCG sensors, SCG and GCG vectors were constructed. For SCG and GCG vectors, all three axes of the respective sensor were combined using the Euclidean formula. Furthermore, MCG vectors were created for each frequency range (>1 Hz, 20-90 Hz, 6-90 Hz, 1-20 Hz) by combining SCG and GCG vectors. However, as the GCG and SCG sensors have different measurement units and ranges, combining them required scaling these measurement units between [0,1] to ensure a comparable contribution from both sensors before their combination. To address this range issue, SCG and GCG vectors were scaled to fall within the [0,1] range. This scaling was achieved by utilizing the maximum and minimum values calculated for all vectors in the corresponding frequency ranges from the corresponding measurement units. Firstly, all SCG and GCG vectors were extracted by filtering the signals with the 5.2 FEATURE EXTRACTION 32 Listing 1 MCG Vector Creation 1: for frequency range in [> 1 Hz, 20-90 Hz, 6-90 Hz, 1-20 Hz] do 2: for measurement unit in [SCG, GCG] do 3: Create vectors 4: Find the maximum and minimum value of all created vectors (1 max and min value for the whole set) 5: Scale all vectors according to the maximum and minimum value 6: end for 7: Create MCG vectors 8: end for selected pass band. Then, we identified the minimum and maximum values of the vectors coming from the sensors. All SCG and GCG vectors were scaled within [0,1] using the identified maximum and minimum values of the SCG and GCG vectors, respectively. The operation was applied each pass band option separately. The pseudocode for extraction of MCG vectors is presented in Listing 1. 5.1.7 Synchronized Averaging For every signal in a 10-second segment, two mean heartbeats were generated. This process involved synchronized averaging using both the R peak and AO point as reference points. Synchronized averaging entails extracting individual heartbeats, aligning them based on their reference points, and averaging the heartbeats in rela- tion to this alignment. Two examples for mean SCG vector beats are shown in Fig. 5.3. At the conclusion of this step, there were 72 average cycles for each 10-second segment, representing each of the 6 axes and 3 vectors (SCG, GCG, and MCG) filtered with the 4 filtering options, and 2 mean cycles for each. 5.2 Feature Extraction In this section, we outline how features were generated from the processed MCG signals to support the comparison of waveform characteristics between CRT and 5.2 FEATURE EXTRACTION 33 Figure 5.3: Example mean beat of SCG vector in a heart failure patient undergoing CRT pacing (left panel) and AAI pacing mode (right panel) based on AO averaging. AAI modes. 5.2.1 Morphological Features To extract features related to systolic and early diastolic characteristics, we initially identified the systolic and early diastolic regions in the signals by locating AO and AC points on SCG-Z averages. For each average cycle, two windows of 150 ms duration were created. One window centered on the detected AO, and the other window was placed immediately after AC to focus on the early diastolic region. These windows were termed systolic and early diastolic windows, respectively. Subsequent to the creation of systolic and early diastolic windows, morphological features were extracted from these windows. These features included energy (Ex) and vertical range (Rx), and they were defined as follows: Ex = ∞∑︂ n=−∞ x[n]2 5.3 STATISTICAL TESTS 34 Rx = maxx[n]−minx[n] Example average cycles and extracted features are shown in Figure 5.4. 5.2.2 Timing Features LVET and electromechanical systole (QS2) time intervals were also extracted as features. We determined the left ventricular ejection time (LVET) and electrome- chanical systole (QS2) by calculating the time duration between the identified AO and AC, and between the Q wave and AC, respectively. 5.3 Statistical Tests Our goal was not only to identify potential differences between CRT and AAI modes but also to explore specific MCG components that exhibit the most significant dis- tinctions, providing valuable insights into the optimal features for detecting differ- ences. Accordingly, in the previous section, we extracted features from various mean cycles of MCG measurements differing in terms of frequency, axis, and synchronized averaging method. In this section, we will introduce the statistical analysis method that we employed in the study. In our analyses into the differences between CRT and AAI modes in MCG wave- forms, we conducted paired statistical tests on features extracted from various mean cycles. These cycles were obtained for all three 10-second segments that belong to the same measurements, allowing us to analyze distinct segments of the MCG recordings. Each experiment focused on one frequency component, axis, and syn- chronized averaging method combination and compared the corresponding MCG cycles in CRT and AAI modes. 5.3 STATISTICAL TESTS 35 Figure 5.4: Definitions of extracted features in a heart failure patient undergoing CRT pacing (upper panel) and AAI pacing mode (lower panel) based on AO averaged SCG-Z cycle. This illustration has been altered from the original figure in the article [34] and is being utilized with explicit permission. 5.3 STATISTICAL TESTS 36 Figure 5.5: The distribution of segments to various sets involves putting the features of the first, second, and third segments of the corresponding mode into sets 1, 2, and 3, respectively, for each subject. The illustration presented here is a modified version of the original figure depicted in the article [34], used with permission. The features from the first, second, and third segments were put into set-1, set- 2, and set-3, respectively, creating three individual sets representing separate and non-overlapping parts of the recordings (Fig. 5.5). To enhance the robustness of our findings, we applied paired tests to each set, effectively creating a double-check mechanism and minimizing the risk of type I errors. For each experiment, statistical comparisons were performed using the Wilcoxon signed-rank test, with a significance threshold of p < 0.05. We considered differences between pacing modes as significant only when the null hypothesis was rejected in all three paired tests conducted on set-1, set-2, and set-3. If any of the tests did not result in the rejection of the null hypothesis, we did not accept and report the alternative hypothesis, ensuring a rigorous evaluation of the observed differences between CRT and AAI modes (Fig. 5.6). 5.3 STATISTICAL TESTS 37 Figure 5.6: Algorithm for data analysis. Each individual paired set underwent a statistical test, and the null hypothesis was rejected if all parallel tests rejected the null hypothesis. The illustration shown here has been adjusted from the original figure in the article [34] and is being employed with permission. 6 Results 6.1 Morphological Features In this chapter, we report the results of the statistical comparisons of morphological features extracted from measurements during CRT and AAI mode. 6.1.1 Systolic Features Vertical range (Rx) and energy (Ex) in the systolic window exhibited statistical dif- ferences between the two pacing modes. During CRT pacing, systolic features were higher than those in AAI mode. The changes in systolic energy, vertical range for each axis, frequency range, and synchronization method were examined during the transition from CRT to AAI pacemaker mode and represented in Fig. 6.1. Statis- tically significant differences between the modes were denoted by colored squares. The percentage within the squares indicates the mean energy and vertical range change after initiating AAI pacing, relative to the values observed in CRT mode. The color gradients within each box illustrate the descending order of differences between all CRT-AAI segment pairs in the corresponding experimental settings. Every SCG & GCG axis exhibited statistically significant differences in vertical range across at least one frequency range, resulting in p<0.05 for all three parallel statistical tests (Fig. 6.1). Additionally, SCG, GCG, and MCG vectors exhibited differences in systolic range between the two pacing modes. Differences were visible 6.1 MORPHOLOGICAL FEATURES 39 Figure 6.1: Changes in systolic energy and vertical range for each axis, filtering frequency and synchronization method. Adapted from the original figure featured in the article [34], this illustration has been modified and is utilized with permission. 6.2 TIMING FEATURES 40 AAI : Mean (SD) CRT : Mean (SD) Difference QS2 428 ms (± 35) 405 ms (± 46) Not significant LVET 273 ms (± 14) 269 ms (± 15) Not significant Table 6.1: Mean and standard deviation of QS2 and LVET during CRT and AAI mode. in all frequency components, with the most noticeable changes occurring within the 6-90 Hz frequency range, remaining significant with the extension of the frequency range. AO Point and R peak synchronization yielded comparable results and showed differences in a slightly different experiment set. However, significant differences in the systolic range of the GCG-Z axis were observed in R-peak synchronization, while the difference in SCG-X was noteworthy only when synchronized with the AO point. The increase in systolic energy when pacing mode changed from AAI to CRT was significant in the SCG-Y, SCG-Z, GCG-X, and GCG-Y axes, as well as in the SCG, GCG, and MCG vectors. Differences in systolic energy were more concordant in the GCG axes and GCG vector. Moreover, observable differences in systolic energy were present in the ranges that included higher frequency components, with the difference not being significant in 1–20 Hz. Systolic energy and vertical range changes in the GCG-X axis for each subject are shown in Figure 6.2. 6.1.2 Early Diastolic Features Despite the differences found in systolic features, there were no significant differences observed in early diastolic features. 6.2 Timing Features Table 6.1 presents the mean and standard deviation concerning measured QS2 and LVET during CRT and AAI pacing modes. The analysis revealed no notable differ- ences in QS2 and LVET when comparing CRT and AAI modes. 6.2 TIMING FEATURES 41 Figure 6.2: Mean systolic energy and range among subject during CRT and AAI mode extracted with AO point synchronization method in the 20-90 Hz range. This illustration originates from the original figure featured in the article [34] and is being used with permission. 7 Discussion With the introduction of CRT pacing, significant changes around the systolic win- dow were observed in all axes and frequency ranges. During CRT pacing mode, MCG waveforms in the systolic window exhibited higher energy and vertical range. Changes in the waveform were more remarkable in the higher frequency components, with the most concordant differences observed in the 6-90 Hz range. Vertical range variances were clearer than energy differences, specifically; the differences detected in the vertical range were significant in a wider range of frequency ranges and axes. The best axes for observing differences were SCG-Y, GCG-X, and GCG-Y, and the GCG vector outperformed the SCG vector in showing differences. As shown in Fig. 6.2, all heart failure patients showed a consistent increase in vertical range and en- ergy when the pacing mode changed to CRT from AAI. R-peak synchronization and AO point synchronization methods produced similar results while showing differ- ences in a slightly different experiment set. However, no consistent differences were observed in the vertical range and energy around the early diastolic window after the introduction of resynchronization pacing, and there were no significant differences in the LVET and QS2 parameters measured during CRT and AAI mode. Cardiac resynchronization therapy (CRT) can enhance cardiac function by syn- chronizing ventricular contraction, resulting in an elevated left ventricular ejection fraction, cardiac index, rapid rate of pressure rise, and decreased left ventricular end-systolic volume index [13], [14], [129]–[132]. Through reverse modeling, CRT CHAPTER 7. DISCUSSION 43 has been shown to reduce the rate of death and hospitalization in selected heart fail- ure with reduced ejection fraction (HFrEF) patients [132]–[134]. Existing literature indicates that CRT pacing mode leads to better cardiac function than AAI pacing mode [135]. Additionally, signals such as seismocardiography (SCG) and gyrocardio- graphy (GCG) have been demonstrated to encompass information regarding cardiac performance. MCG waveforms, specifically, are proposed to reflect left ventricular contractility, left ventricular stroke volume, and improved cardiac performance [26], [29], [65], [116], [136], [137]. Building upon methodologies used to analyze SCG and GCG measurements and the proposed relationships between MCG features and cardiac contractility in the literature, energy (Ex) and vertical range (Rx) features were defined to reflect con- traction characteristics in the systolic and early diastolic phases. Consistently, in the three sets of CRT-AAI segments, energy and vertical range around the systolic window showed a statistically significant increase in our patient cohort when the pacemaker mode changed from AAI to CRT. Based on the established relationship between MCG magnitude characteristics and cardiac contractility, as well as the link between CRT pacing and improved cardiac function, it can be proposed that the observed increase in vertical range and energy is related to the improvement of ventricular function resulting from CRT pacing. This suggests a potential applica- tion of MCG signals for the assessment and prediction of CRT response in heart failure patients. Heart sounds offer crucial insights into heart function and contribute to the di- agnosis of diverse cardiac conditions [60], [138]–[142]. Specifically, the intensity of the first heart sound (S1) correlates with cardiac contractility and cardiac reserve, and a diminished S1 sound serves as a clinical marker for heart failure [143]–[146]. Acoustic vibrations related to heart sounds emerge in the higher frequency compo- nents of MCG signals, and in our study, the most concordant changes were observed CHAPTER 7. DISCUSSION 44 by including higher frequency components. Observed changes in systolic features when pacemaker mode changed to CRT mode were most prominent in the GCG axes and GCG vector. This is consistent with the previous observations, which proposed that GCG signals exhibit lower sensitivity to both inter-subject and intra-subject variations compared to SCG, particularly in the GCG-X and GCG-Y axes [23], [25], [32], [147], [148]. GCG-Z axis, however, generally has lower signal quality than other GCG axes and showed less salient results in our analysis [23]. Among the SCG axes, the SCG-Y axis showed the most concordant results, including vibrations in the foot-to-head direction of blood movements. The vertical range feature exhibited statistical differences in a broader range of experiments compared to the energy feature. It is important to note that the vertical range calculation employs only extrema points within the selected window, whereas the energy calculation encompasses every point, as depicted in Figure 5.4. Utilizing every sample in the window may render the energy feature more susceptible to noise and alterations in values. Conversely, the vertical range calculation considers only extrema points that shows distinctive morphologies and potentially offers greater reliability. Synchronized averaging includes the alignment of all heart beats according to the selected reference and getting the average of the heart beats with respect to this alignment. Different axes of the MCG measurements follow special shapes (peaks and valleys) for various hemodynamic events, and these waveform morphologies are annotated and defined in the literature [23], [55]. It is important to note that the reference point may have an effect on the extracted mean beat and the analysis by enhancing some of these shapes or distorting them. This effect of the reference point on the morphology of the interested fiducial point depends on the variability of the time difference between these points. In Figure 7.1, mean GCG-X beats extracted CHAPTER 7. DISCUSSION 45 Figure 7.1: Mean GCG-X beats extracted with R peak and AO point synchroniza- tion for CRT (left column) and AAI (right column) mode with all individual beats. Individual beats are shown with the lighter colors. CHAPTER 7. DISCUSSION 46 with R peak and AO point synchronization for one subject during CRT and AAI mode are presented with all individual beats, and you can see the differences in the alignment of individual beats and the waveform differences between the resulted mean beats. Also, the effect of the selected reference on SCG waveform analysis is shown in the literature [55]. For this reason, in this study, we employed two different reference points for synchronized averaging and applied the same analysis pipeline using both of them. While their results are generally comparable and consistent, only one of these reference points resulted in significant differences in the SCG-X and GCG-Z axes. No statistical difference was observed in the early diastolic features when pacing mode was changed from AAI to CRT, in contrast with systolic features. In the literature, it is shown that MCG waveforms can reveal various alterations in cardiac functions and detect abnormalities like heart failure and myocardial infarction [26], [149]–[152]. In addition, it was found that patients with ST elevation myocardial infarction (STEMI) show lower signal strength features in the systolic window than control patients, consistent with our results and machine learning approaches were utilized to detect STEMI [60]. On the other hand, the diagnostic precision of these methodologies is still limited due to inter-subject variability that can be caused by differences in heart orientation and body mass distribution. These variations consid- erably effect the separability of the healthy controls and patient groups. However, comparing the subject with oneself and detecting the changes with a self-similarity- based approach may be a better approach for detecting abnormalities [24], [26], [153]. Elevated left ventricular filling pressure can be reliably identified with a louder S3 sound [154], and the change in the ventricular filling pressure due to the progression of heart failure is most concordant in the early diastolic waveforms [155]–[158]. In our study, early diastolic features did not change significantly after the resychro- nization started because more time is needed to see compensatory changes in filling CHAPTER 7. DISCUSSION 47 pressures. In the literature, it is shown that LVET is shorter in HFrEF patients than in controls, and extended LVET is observed when the pacemaker mode is switched from AAI to CRT [128], [159]. On the other hand, the mean difference between these pacemaker modes was only 6 ms, and this difference was only observable with impedance cardiography but not with echocardiography [128]. In contrast to the reported difference, we could not identify any differences in LVET and QS2 between the two modes. Based on the variations in results acquired through different measurement methods, it is important to analyze our measurement unit. Firstly, the sampling rate of our sensors was 400 Hz, and a limited sampling rate could be a potential obstacle for sensitive measurement of timing parameters and detecting differences in LVET and QS2, considering the low mean difference between the two groups. Furthermore, studies using SCG at 2000 Hz and 5000 Hz reported that there is no significant difference in LVET between the CRT on-off settings and CRT–AAI pacing [29], [160]. Therefore, even though the impact of the CRT mode on systolic performance is evident in MCG, its influence on timing parameters remains unclear and necessitates further examination. The study faced a significant constraint due to the restricted number of patients. Initially, we had to employ various statistical analyses on the same patient group, a process typically necessitating p-value correction [161]. However, the limitation in the number of subjects also constrains the obtained p-values, potentially leading to a attenuation of the observed differences when applying p-value correction. To address this issue, we developed a data analysis algorithm that iterates the same test on three pairs acquired from different time points. The alternative hypothesis was accepted only if all three pairs exhibited statistically significant results. This method introduced a double-check mechanism to our tests, effectively mitigating time-dependent false-positive results. CHAPTER 7. DISCUSSION 48 Sympathetic activity pertains to the activation of the sympathetic nervous sys- tem, leading to heightened physiological responses, including an elevated heart rate, increased blood pressure, enhanced release of adrenaline, and increased alertness. Variations in sympathetic activity within clinical settings may induce changes in the features computed from SCG and GCG, influencing the observed findings [162]. Additionally, these effects might introduce alterations even in healthy subjects, and it is important to distinguish them from the effects of CRT and validate our re- sults. Therefore, future studies should focus on comparing these variations between healthy controls and HFrEF patients. In our study, 1-channel ECG measurements recorded simultaneously with MCG were utilized to detect individual heartbeats and enhance the accuracy of fiducial point detection. Although the waveform annotations for aortic valve opening and closing on SCG and GCG signals were defined in the literature [23], [55], the mor- phology of MCG measurements can undergo significant alterations due to inter- personal variabilities, subject motion, or environmental artifacts [55]. These changes can easily impede the accurate detection of these fiducial points. However, the detec- tion of the R-peak was more convenient because of the distinctive morphology of the R-peak, which differentiates itself with a much higher magnitude and steeper slope from other peaks, and the lower possibility of artifacts in our experimental setting. In our study, it was crucial to properly detect fiducial points for an accurate evalu- ation of the systolic and early diastolic regions, and we utilized ECG measurements for fiducial point detection. On the other hand, for the implementation of wearable systems that only rely on MCG measurements, it is crucial to develop algorithms that perform fiducial point detection without depending on ECG. One strength of our study was maintaining a consistent heart rate of 80 bpm throughout the MCG recordings. This constancy was important, particularly in the comparison of LVET and QS2, as changes in heart rate could potentially impact CHAPTER 7. DISCUSSION 49 these parameters [99]. Additionally, the experimental design incorporated stable and undisturbed conditions, with quiet breathing, and aimed to minimize signal interference caused by respiratory sounds and other variations that could potentially affect the accuracy of hypothesis testing. 8 Conclusion In this thesis, we conducted an analysis of MCG waveforms in HFrEF patients undergoing CRT pacing mode and AAI pacing. CRT pacing, involving ventricular synchronization, demonstrated significantly higher energy and vertical range features compared to AAI pacing and indicated improved mechanical cardiac function. No significant differences were found in waveform features around the early diastolic window, LVET, and QS2 between pacing modes. Our results suggest that mechanical signals measured on the lower chest wall through accelerometers and gyroscopes show substantial changes during CRT pacing and reflects an enhancement in mechanical cardiac function due to resynchronization therapy. The advancements in Micro Electro Mechanical Systems (MEMS) have led to the development of capable wearable devices, such as MCG, based on MEMS ac- celerometers and gyroscopes. The widespread availability of smart devices with MEMS units and growing evidence of MCG’s potential utilities make it a promising technology for clinical applications. The thesis demonstrates the capability of MCG waveforms in showing improve- ments in cardiac function and offers promise for predicting clinical responses to CRT, optimizing CRT procedures, and facilitating post-implementation follow-ups. However, the study’s limitation in the number of subjects necessitates larger patient cohorts for validation and a more comprehensive exploration of MCG’s utility for CHAPTER 8. CONCLUSION 51 heart failure patients. 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